Compliance Specialist - Investments

About the role

Marsh Investments International Limited (MIIL) is looking for a Compliance Specialist for its Compliance Team, based in Dublin on a hybrid basis with at least three days a week in the office. The role falls under the Central Bank of Ireland Fitness and Probity Regime and, subject to due diligence, is a CF2 role ensuring compliance by a regulated financial service provider. The roleholder reports to a Senior Compliance Manager and supports oversight of regulatory and other risks in the Investments business in Ireland and other jurisdictions.

Key responsibilities

• Support investment compliance monitoring for MIIL and the broader Marsh Investments business, including monitoring breaches of investment restrictions and guidelines in funds and client portfolios, including sustainability commitments.
• Review investment vehicles against regulations and fund documentation, liaise with fund managers and client relationship managers, and support liaison with the depositary, log maintenance and regulatory reports.
• Monitor quarterly investment management questionnaires, oversee due diligence of investment managers, and assist in reviewing fund documentation before launch.
• Roll out, track and review quarterly employee declarations and oversee the personal trading monitoring system.
• Develop and maintain policies and procedures, identify compliance risks in new products, services and jurisdictions, and prepare reports for senior management.
• Support governance processes such as Risk Committees and the Board, conduct periodic compliance assessments of the business and third-party providers, and deliver periodic training on regulated activities.
• Assist with regulatory matters, including correspondence with regulators, regulatory examinations and implementation of new regulations.

Required profile

• Minimum of three years' investment compliance experience.
• Broad understanding of legal and regulatory requirements, including Irish and EU investment regulation, MiFID, UCITS and AIFMD.
• Good knowledge of fund structures, fund types and asset classes is an advantage.
• Fluent English is essential; fund compliance experience is particularly advantageous.
• A current role in Risk, Audit or Compliance at an asset management or regulatory advisory firm is valued.