Compliance Specialist - Investments

About the role

Marsh Investments International Limited (MIIL) is looking for a Compliance Specialist for its Compliance Team, based in Dublin. The role is hybrid, with at least three days a week in the office, and falls under the Central Bank of Ireland Fitness and Probity Regime (CF2 role). You will report to a Senior Compliance Manager and help oversee regulatory and other risks for Marsh's Investments business in Ireland and other jurisdictions.

Key responsibilities

• Support investment compliance monitoring for MIIL and the wider Marsh Investments business
• Monitor breaches of investment restrictions and guidelines in funds and client portfolios, including sustainability commitments
• Review investment vehicles against regulations and fund documentation, and liaise with fund managers and client relationship managers
• Work with the depositary, maintain logs and review regulatory reports
• Monitor quarterly investment management questionnaires and oversight of investment manager due diligence
• Assist in reviewing fund documentation before launch and on an ongoing basis
• Roll out, track and review quarterly employee declarations and oversee the personal trading monitoring system
• Develop and maintain policies and procedures on integrity, risk management and excellence
• Identify compliance risks in new products, services and jurisdictions, and prepare reports for senior management
• Support governance processes such as Risk Committees and the Board, and conduct periodic compliance assessments of the business and third-party providers
• Deliver periodic training on regulated activities and manage regulatory correspondence and examinations

Required profile

• Minimum of three years' investment compliance experience
• Broad understanding of Irish and EU investment regulation, especially MiFID, UCITS and AIFMD
• Good knowledge of fund structures, fund types and asset classes is an advantage
• Fluent English is essential
• Initiative, ability to prioritise multiple tasks and work in a small, fast-growing team

Required skills

• Fund compliance experience is particularly advantageous
• A current role in Risk, Audit or Compliance at an asset management or regulatory advisory firm is valued

The company offers professional development, an inclusive culture and career opportunities, and supports hybrid work with at least three days per week in the office.